Article 15.19: Violations of legal requirements for the presentation and disclosure of information in financial markets

1. Failure by the issuer, professional participant in the securities market, the clearing house, the equity investment fund, the manager of the equity investment company the equity fund, the mutual investment fund or the non-State pension fund or the specialized depositary of the equity investment fund, the equity investment fund or the non-judicialist the procedure and time frame for the submission of information (notices) provided for in the federal laws and other statutory legal instruments adopted pursuant to them as well as the provision of information not fully, and (or) incorrect information and (or) misleading information, except as provided for in article 19.7.3. If these acts (inaction) do not constitute a criminal offence, the Code imposes an administrative fine of between 20,000 and 30,000 roubles on officials. 2. Unsolved or violated securities by the issuer, a professional member of the securities market, lyring organization, equity investment fund, company manager of equity investment fund, mutual investment fund or non-governmental pension fund, specialty by the depositary of the equity investment fund, the equity investment fund or the non-State pension fund, or by a person providing public disclosure services and time limits for the disclosure of information provided for in federal laws and other legal instruments issued under them, and for disclosure of information not fully in the amount of money and (or) incorrect information and (or) misleading information is subject to an administrative fine of between 30,000 and 50,000 rw for officials. 3. Failure to submit (unsolved) or breach by persons who have provided Guarantee of issuers ' bonds by persons who have been granted the right, directly or indirectly, or in association with others, to dispose of a certain number of votes cast by voters the statutory capital of issuers or a clearing house, controlled by issuers, members (equity holders) of economic societies, persons authorized to do so In order to convene and hold extraordinary general meetings of shareholders in joint-stock companies, persons acquiring public-stock securities on a voluntary basis or a mandatory proposal provided for in the legislation of the Russian Federation on joint-stock companies, as well as by affiliated persons of joint-stock companies, and Persons who, under federal law, are deemed to be interested in the undertaking of a transaction by a joint-stock company, the manner and timing of the submission (discovery) of information provided by the fede Other legal acts adopted pursuant to them, except as provided for in articles 19.7.3 of the present Code, are subject to administrative penalties. Fines for citizens of between 1,000 and 2,000 rubles; for officials of between 10,000 and 20,000 rubles; for legal persons of between 300 and 500 thousand rubles. 4. Repo contract concluded by a party to a non-organized tender, a contract that is a derivative of a financial instrument, other type of contract provided for in Bank of Russia regulations by federal law and (or) regulations of the Bank of Russia on the procedure and (or) time limits for the provision of information on the said treaties and (or) the General Agreement (single treaty) Repository or Bank of Russia, or the provision of incomplete and (or) unreliable information, incurs an administrative fine of between 20,000 and 30,000 officials 5. Irregular refusal or evasion of repositivity from recording of a non-organized contract of repo, dog a rover that is a derivative financial instrument, a contract of another type provided for in the regulations of the Bank of Russia and (or) a general agreement (single contract) in the register of treaties, or Taking such a record without the grounds provided for by federal law and (or) regulations of the Bank of Russia, or entering incorrect information into the register of treaties, or failing to comply or fail to do so Repository ' s obligation to provide information from the Register of Treaties, including to provide information to the Bank of Russia, or illegal receipt, use or distribution The collection of information and information included in the Register of Treaties is subject to an administrative fine of between 30,000 and 50,000 roubles for officials; 6. Other violations by the repository in carrying out its repositive activities, as required by Russian legislation In addition to the cases provided for in paragraph 5 of this article, officials are subject to an administrative fine of between 10,000 and 20,000 rubles; Legal persons — between three hundred thousand and five hundred thousand roubles.